Brad Alford, chief investment officer of alternative specialist Alpha Capital Management, discusses his firms origins, offerings and place in the industry. Alford was named a Rising Star Of Mutual Funds. More
Karen Dolan, director of mutual fund analysis at Morningstar, talks about Morningstars new fund ratings system and global fund reports. More
Peter Kokenos, ETF product manager at Morgan Stanley Smith Barney, discusses the firms Liquid Alternative Portfolios, the strategies behind them and the Global Product Screener advisor tool. Kokenos was named a Rising Star Of Mutual Funds. More
Rashaan Farrelly, client services officer at BNY Mellon, discusses the creation of a position specifically for him to service the exchange-traded fund authorized participants and clients. Farrelly was named a Rising Star Of Mutual Funds. More
The new Asset Management Unit of the Securities and Exchange Commission’s Division of Enforcement is focusing on mutual fund regulatory and governance issues. Mutual fund trustees, executives and counsel want to know what this development means to them and how they should prepare. More
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